|4Nov 25, 8:02 PM ET

DAVIS RICHARD H 4

4 · 374Water Inc. · Filed Nov 25, 2024

Insider Transaction Report

Form 4
Period: 2024-11-15
Transactions
  • Award

    Common Stock (restricted stock units)

    2024-11-15+40,000322,898 total
  • Purchase

    Common Stock

    2024-11-18$1.25/sh+40,000$50,000160,533 total(indirect: By Spouse)
  • Purchase

    Warrants (right to buy)

    2024-11-18+60,00060,000 total(indirect: By Spouse)
    Exercise: $1.13From: 2024-11-18Exp: 2029-11-17Common Stock (60,000 underlying)
Holdings
  • Common Stock

    (indirect: By Darby Shore Management Inc.)
    10,000
Footnotes (3)
  • [F1]Fully vested on date of grant.
  • [F2]The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25
  • [F3]Mr. Davis is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4