Spollen Conor 4
4 · Li-Cycle Holdings Corp. · Filed Dec 5, 2024
Insider Transaction Report
Form 4
Spollen Conor
Chief Operating Officer
Transactions
- Sale
Common Shares
2024-12-03$1.89/sh−4,970$9,379→ 92,699 total
Footnotes (4)
- [F1]The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.82 to $1.985.
- [F3]Includes 79,382 RSUs previously awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and reporting person's continued service through such vesting date.
- [F4]On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.