Steinberg David 4
4 · Zeta Global Holdings Corp. · Filed Dec 13, 2024
Insider Transaction Report
Form 4
Steinberg David
DirectorChief Executive Officer10% Owner
Transactions
- Gift
Class B Common Stock
2024-12-12+231,375→ 231,375 total(indirect: By Trust)→ Class A Common Stock (231,375 underlying) - Gift
Class A Common Stock
2024-12-12−852,066→ 2,529,618 total(indirect: By LLC) - Gift
Class A Common Stock
2024-12-12−4,857→ 2,524,761 total(indirect: By LLC) - Gift
Class A Common Stock
2024-12-12−4,857→ 0 total(indirect: By Trust) - Gift
Class B Common Stock
2024-12-12−231,375→ 18,722,582 total(indirect: By LLC)→ Class A Common Stock (231,375 underlying) - Gift
Class B Common Stock
2024-12-12−7,760→ 448,834 total(indirect: By Trust)→ Class A Common Stock (7,760 underlying) - Gift
Class B Common Stock
2024-12-12−432→ 4,547,166 total(indirect: By LLC)→ Class A Common Stock (432 underlying) - Gift
Class A Common Stock
2024-12-12+4,857→ 4,857 total(indirect: By Trust) - Gift
Class A Common Stock
2024-12-12−26,424→ 52,812 total(indirect: By Spouse) - Gift
Class B Common Stock
2024-12-12−786,660→ 18,953,957 total(indirect: By LLC)→ Class A Common Stock (786,660 underlying)
Holdings
- 97,438(indirect: By CAIVIS Acquisition Corp. II)
Class B Common Stock
→ Class A Common Stock (97,438 underlying) - 66,075
Class A Common Stock
- 47,676(indirect: By Spouse)
Class B Common Stock
→ Class A Common Stock (47,676 underlying)
Footnotes (9)
- [F1]Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.
- [F2]Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.
- [F3]Represents a transfer from ACI to the family trusts described in Footnote 4.
- [F4]Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.
- [F5]Share balance includes stock purchased under an Employee Stock Purchase Plan (ESPP) not previously reported.
- [F6]The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.
- [F7]Represents a transfer from ACI to a charitable annuity trust.
- [F8]Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.
- [F9]Securities held direcly by CAIVIS, which is a wholly owned subsidiary of CAIVIS Investment Company V, LLC, of which Mr. Steinberg is the majority shareholder.