4//SEC Filing
LYNCH THOMAS E 4
Accession 0000950170-24-137919
CIK 0001759824other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:25 PM ET
Size
14.4 KB
Accession
0000950170-24-137919
Insider Transaction Report
Form 4
Mill Road Capital III GP LLC
10% Owner
Transactions
- Exercise of In-Money
Put options (obligation to buy)
2024-12-17−2→ 448 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (200 underlying) - Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-16$10.00/sh+35,000$350,000→ 4,248,208 total - Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-17$10.00/sh+200$2,000→ 4,248,408 total - Exercise of In-Money
Put options (obligation to buy)
2024-12-16−350→ 450 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (35,000 underlying)
LYNCH THOMAS E
10% Owner
Transactions
- Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-17$10.00/sh+200$2,000→ 4,248,408 total - Exercise of In-Money
Put options (obligation to buy)
2024-12-17−2→ 448 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (200 underlying) - Exercise of In-Money
Put options (obligation to buy)
2024-12-16−350→ 450 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (35,000 underlying) - Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-16$10.00/sh+35,000$350,000→ 4,248,208 total
Mill Road Capital III, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-16$10.00/sh+35,000$350,000→ 4,248,208 total - Exercise of In-Money
Common Stock, $0.0001 par value
2024-12-17$10.00/sh+200$2,000→ 4,248,408 total - Exercise of In-Money
Put options (obligation to buy)
2024-12-17−2→ 448 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (200 underlying) - Exercise of In-Money
Put options (obligation to buy)
2024-12-16−350→ 450 totalExercise: $10.00Exp: 2025-01-17→ Common Stock (35,000 underlying)
Footnotes (2)
- [F1]The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- [F2]Each put option became exercisable on the date purchased, which dates range from 7/24/2024 to 7/29/2024.
Documents
Issuer
ALTA EQUIPMENT GROUP INC.
CIK 0001759824
Entity typeother
Related Parties
1- filerCIK 0001244666
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:25 PM ET
- Size
- 14.4 KB