Jackson Benjamin 4
4 · SERA PROGNOSTICS, INC. · Filed Jan 14, 2025
Insider Transaction Report
Form 4
Jackson Benjamin
General Counsel
Transactions
- Sale
Class A Common Stock
2025-01-10$8.05/sh−1,231$9,910→ 128,473 total - Sale
Class A Common Stock
2025-01-14$6.20/sh−8,407$52,123→ 112,154 total - Sale
Class A Common Stock
2025-01-10$7.36/sh−12,041$88,622→ 129,704 total - Sale
Class A Common Stock
2025-01-13$6.38/sh−7,912$50,479→ 120,561 total
Footnotes (6)
- [F1]The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2024.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.95, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Includes 4,785 and 1,432 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase periods of December 1, 2023 to May 31, 2024 and June 3, 2024 to November 30, 2024, respectively.
- [F4]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.13, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- [F5]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.72, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- [F6]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.03 to $6.44, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.