|4Jan 16, 4:05 PM ET

Malhotra R. Rimmy 4

4 · Genasys Inc. · Filed Jan 16, 2025

Insider Transaction Report

Form 4
Period: 2025-01-15
Transactions
  • Award

    Common Stock

    2025-01-15+5,000104,118 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,628,495
  • Common Stock

    (indirect: See footnote)
    300
Footnotes (3)
  • [F1]On January 15, 2025, the issuer granted to the reporting person 5,000 restricted stock units (RSUs) that vest on March 14, 2025 as pro-rata grant pursuant to company's Director compensation policies. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock.
  • [F2]Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
  • [F3]Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4