Li-Cycle Holdings Corp.·4

Jan 29, 6:41 PM ET

Li Dawei 4

4 · Li-Cycle Holdings Corp. · Filed Jan 29, 2025

Insider Transaction Report

Form 4
Period: 2025-01-27
Li Dawei
Chief Commercial Officer
Transactions
  • Sale

    Common Shares

    2025-01-27$1.07/sh276$29762,379 total
Footnotes (3)
  • [F1]The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
  • [F2]Includes 54,794 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
  • [F3]On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of common shares (including RSUs) beneficially owned as reported on this Form 4 have been adjusted to correct an arithmetic error in a prior Form 4 filing by fully reflecting the Share Consolidation.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4