4//SEC Filing
Kochhar Ajay 4
Accession 0000950170-25-010645
CIK 0001828811other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 6:42 PM ET
Size
8.5 KB
Accession
0000950170-25-010645
Insider Transaction Report
Form 4
2829908 Delaware LLC
10% Owner
Transactions
- Sale
Common Shares
2025-01-27$1.07/sh−3,207$3,448→ 162,573 total
Holdings
- 3,107,826(indirect: See Footnote)
Common Shares
Kochhar Ajay
DirectorPresident and CEO10% Owner
Transactions
- Sale
Common Shares
2025-01-27$1.07/sh−3,207$3,448→ 162,573 total
Holdings
- 3,107,826(indirect: See Footnote)
Common Shares
Footnotes (4)
- [F1]The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
- [F2]Includes 142,233 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
- [F3]On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of common shares (including RSUs) beneficially owned as reported on his Form 4 have been adjusted to correct an arithmetic error in a prior Form 4 filing by fully reflecting the Share Consolidation.
- [F4]Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.
Documents
Issuer
Li-Cycle Holdings Corp.
CIK 0001828811
Entity typeother
Related Parties
1- filerCIK 0001877376
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 6:42 PM ET
- Size
- 8.5 KB