Kochhar Ajay 4
4 · Li-Cycle Holdings Corp. · Filed Feb 4, 2025
Insider Transaction Report
Form 4
Kochhar Ajay
DirectorPresident and CEO10% Owner
Transactions
- Sale
Common Shares
2025-01-31$1.01/sh−1,266$1,285→ 161,307 total
Holdings
- 3,107,826(indirect: See Footnote)
Common Shares
Footnotes (3)
- [F1]The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs").
- [F2]Includes 139,829 RSUs awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
- [F3]Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.