4//SEC Filing
Boniface John J. 4
Accession 0000950170-25-021185
CIK 0001534969other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:11 PM ET
Size
5.9 KB
Accession
0000950170-25-021185
Insider Transaction Report
Form 4
Boniface John J.
Chief Scientific Officer
Transactions
- Sale
Class A Common Stock
2025-02-12$4.58/sh−5,915$27,091→ 125,884 total
Footnotes (3)
- [F1]Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
- [F2]The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.14 to $5.09, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
- [F3]Includes 5,000 and 1,679 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase periods of December 1, 2023 to May 31, 2024 and June 3, 2024 to November 30, 2024, respectively.
Documents
Issuer
SERA PROGNOSTICS, INC.
CIK 0001534969
Entity typeother
Related Parties
1- filerCIK 0001870674
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:11 PM ET
- Size
- 5.9 KB