4//SEC Filing
RAICH JEFFREY 4
Accession 0000950170-25-024457
CIK 0001596967other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:04 PM ET
Size
12.7 KB
Accession
0000950170-25-024457
Insider Transaction Report
Form 4
RAICH JEFFREY
DirectorManaging Director
Transactions
- Exercise/Conversion
2021 LP Units of MCGEH
2025-02-18−16,422→ 32,844 total→ Class A Common Stock (16,422 underlying) - Exercise/Conversion
Class A Common Stock
2025-02-18+44,759→ 44,759 total - Exercise/Conversion
2021 Vested LP Units of MCGEH
2025-02-18−11,844→ 22,250 total→ Class A Common Stock (11,844 underlying) - Exercise/Conversion
2020 LP Units of MCGEH
2025-02-18−16,493→ 16,493 total→ Class A Common Stock (16,493 underlying)
Footnotes (5)
- [F1]On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3.
- [F2]Certain of the 2020 LP Units, 2021 LP Units and 2021 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below).
- [F3]The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
- [F4]The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
- [F5]The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Documents
Issuer
Moelis & Co
CIK 0001596967
Entity typeother
Related Parties
1- filerCIK 0001604691
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 7:04 PM ET
- Size
- 12.7 KB