4//SEC Filing
GOEDDEL DAVID V 4
Accession 0000950170-25-035788
CIK 0001858848other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:14 PM ET
Size
14.2 KB
Accession
0000950170-25-035788
Insider Transaction Report
Form 4
GOEDDEL DAVID V
Director10% Owner
Transactions
- Purchase
Common Stock
2025-03-05$0.70/sh+35,714,284$24,999,999→ 49,313,559 total(indirect: See Footnote) - Purchase
Series B Warrant (right to buy)
2025-03-05+17,857,142→ 17,857,142 total(indirect: See Footnote)Exercise: $0.70Exp: 2026-06-30→ Common Stock (17,857,142 underlying) - Purchase
Series A Warrant (right to buy)
2025-03-05+35,714,284→ 35,714,284 total(indirect: See Footnote)Exercise: $0.80Exp: 2030-03-04→ Common Stock (35,714,284 underlying)
Holdings
- 4,414,720(indirect: See Footnote)
Common Stock
- 4,985,570(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Pursuant to an underwritten public offering, The Column Group Opportunity III, LP ("TCG Opportunity III LP") purchased units (the "Units") at a price per Unit of $0.70 per Unit. Each Unit consists of (a) one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock", and such shares, the "Shares"), (b) one Series A warrant to purchase one share of Common Stock at an exercise price of $0.80 per share which will expire five years from the date of issuance (a "Series A Warrant") and (c) one half of a Series B warrant to purchase a share of Common Stock at an exercise price of $0.70 per share that will expire on June 30, 2026 (a "Series B Warrant").
- [F2]The securities are directly held by TCG Opportunity III LP. The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners").
- [F3](Continued from Footnote 2) The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
- [F4]The securities are directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- [F5]The securities are directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting, investment and dispositive power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
- [F6]Each Series A Warrant is immediately exercisable (subject to certain beneficial ownership limitations).
- [F7]Each Series B Warrant is immediately exercisable (subject to certain beneficial ownership limitations).
Documents
Issuer
Tenaya Therapeutics, Inc.
CIK 0001858848
Entity typeother
Related Parties
1- filerCIK 0001182464
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 7:14 PM ET
- Size
- 14.2 KB