4//SEC Filing
Aerts Austin 4
Accession 0000950170-25-035799
CIK 0001534969other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:28 PM ET
Size
9.7 KB
Accession
0000950170-25-035799
Insider Transaction Report
Form 4
Aerts Austin
Chief Financial Officer
Transactions
- Award
Stock Option (right to buy)
2025-03-05+53,810→ 53,810 totalExercise: $4.20Exp: 2035-03-05→ Class A Common Stock (53,810 underlying) - Sale
Class A Common Stock
2025-03-06$4.16/sh−540$2,246→ 314,520 total - Award
Class A Common Stock
2025-03-05+37,650→ 315,060 total
Footnotes (4)
- [F1]Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer.
- [F2]Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
- [F3]The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.07 to $4.24, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.
- [F4]These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 10, 2025, subject to the Reporting Person continuing to provide services to the issuer.
Documents
Issuer
SERA PROGNOSTICS, INC.
CIK 0001534969
Entity typeother
Related Parties
1- filerCIK 0001979974
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 7:28 PM ET
- Size
- 9.7 KB