4//SEC Filing
MOELIS KENNETH 4
Accession 0000950170-25-035813
CIK 0001596967other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:37 PM ET
Size
8.2 KB
Accession
0000950170-25-035813
Insider Transaction Report
Form 4
MOELIS KENNETH
DirectorChairman and CEO10% Owner
Transactions
- Exercise/Conversion
Class B Common Stock, par value $0.01
2025-03-07−3,748→ 4,324,418 total→ Class A Common Stock, par value $0.01 (2 underlying) - Exercise/Conversion
Class A Common Stock
2025-03-07+2→ 209,237 total
Footnotes (3)
- [F1]The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
- [F2]Mr. Moelis' ownership of 209,237 shares of Class A common stock is in addition to (i) 683,657 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2020 through 2024, (ii) 318,769 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 93,623 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust
- [F3]Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.
Documents
Issuer
Moelis & Co
CIK 0001596967
Entity typeother
Related Parties
1- filerCIK 0001604686
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 7:37 PM ET
- Size
- 8.2 KB