HOLDING FRANK B JR 4

Accession 0000950170-25-038011

CIK 0000798941other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 4:39 PM ET

Size

35.3 KB

Accession

0000950170-25-038011

Insider Transaction Report

Form 4

Period: 2025-03-10

FIRST CITIZENS BANCSHARES INC /DE/FCNCA

HOLDING FRANK B JR

DirectorPresident and CEO

Transactions

Purchase
Class B Common
2025-03-10$1520.00/sh+27$41,040→ 1,027 total(indirect: By Spouse)
Purchase
Class B Common
2025-03-10$1510.00/sh+33$49,830→ 1,060 total(indirect: By Spouse)
Purchase
Class B Common
2025-03-10$1495.07/sh+70$104,655→ 2,315 total
Purchase
Class B Common
2025-03-10$1509.99/sh+57$86,069→ 2,608 total
Purchase
Class B Common
2025-03-10$1499.53/sh+18$26,992→ 4,817 total(indirect: As custodian for James Freeman Bailey, Jr.)
Purchase
Class B Common
2025-03-10$1499.99/sh+236$353,998→ 2,551 total
Purchase
Class B Common
2025-03-10$1480.00/sh+12$17,760→ 4,799 total(indirect: As custodian for James Freeman Bailey, Jr.)
Purchase
Class B Common
2025-03-10$1480.00/sh+8$11,840→ 4,660 total(indirect: As custodian for Royall Holding Bailey)
Purchase
Class B Common
2025-03-10$1480.00/sh+7$10,360→ 5,018 total(indirect: As custodian for Jones Powell Bailey)
Purchase
Class B Common
2025-03-10$1485.00/sh+2$2,970→ 2,210 total
Purchase
Class B Common
2025-03-10$1490.00/sh+35$52,150→ 2,245 total
Purchase
Class B Common
2025-03-10$1484.99/sh+22$32,670→ 4,652 total(indirect: As custodian for Royall Holding Bailey)
Purchase
Class B Common
2025-03-10$1485.00/sh+23$34,155→ 5,011 total(indirect: As custodian for Jones Powell Bailey)

Holdings

Class A Common
(indirect: By Trust)
11,140
Class A Common
(indirect: By Spouse)
3,728
Class A Common
(indirect: As custodian for Royall Holding Bailey)
1,532
Class A Common
(indirect: As custodian for Jones Powell Bailey)
258
Class A Common
(indirect: By Trust)
115,000
Class B Common
(indirect: Frank B. Holding Jr. 2025 #2 GRAT)
32,000
Class B Common
(indirect: By Trust)
32,000
Class B Common
(indirect: Frank B. Holding Jr. 2025 #1 GRAT)
32,000
Class A Common
202,741
Class A Common
(indirect: As custodian for James Freeman Bailey, Jr.)
3,357
Class B Common
(indirect: By Trust)
2,392
Class A Common
(indirect: Frank B. Holding Jr. 2025 #1 GRAT)
106,000
Class A Common
(indirect: Frank B. Holding Jr. 2025 #2 GRAT)
106,000

Footnotes (7)

[F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,495.00 to $1,495.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
[F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,499.95 to $1,500.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
[F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,509.99 to $1,510.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
[F4]On February 27, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #1 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
[F5]On February 28, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #2 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
[F6]On February 28, 2025, the reporting person's spouse contributed 115,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person's spouse to a new grantor retained annuity trust (the "Ruth P. Holding GRAT," of which the spouse serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
[F7]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

FIRST CITIZENS BANCSHARES INC /DE/

CIK 0000798941

→

Entity typeother

IncorporatedNC

Related Parties

filerCIK 0001065416

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 4:39 PM ET
Size: 35.3 KB

View on SEC.gov