HOLDING FRANK B JR 4
4 · FIRST CITIZENS BANCSHARES INC /DE/ · Filed Mar 12, 2025
Insider Transaction Report
Form 4
HOLDING FRANK B JR
DirectorChairman and CEO10% Owner
Transactions
- Purchase
Class B Common
2025-03-10$1520.00/sh+27$41,040→ 1,027 total(indirect: By Spouse) - Purchase
Class B Common
2025-03-10$1510.00/sh+33$49,830→ 1,060 total(indirect: By Spouse) - Purchase
Class B Common
2025-03-10$1495.07/sh+70$104,655→ 2,315 total - Purchase
Class B Common
2025-03-10$1509.99/sh+57$86,069→ 2,608 total - Purchase
Class B Common
2025-03-10$1499.53/sh+18$26,992→ 4,817 total(indirect: As custodian for James Freeman Bailey, Jr.) - Purchase
Class B Common
2025-03-10$1499.99/sh+236$353,998→ 2,551 total - Purchase
Class B Common
2025-03-10$1480.00/sh+12$17,760→ 4,799 total(indirect: As custodian for James Freeman Bailey, Jr.) - Purchase
Class B Common
2025-03-10$1480.00/sh+8$11,840→ 4,660 total(indirect: As custodian for Royall Holding Bailey) - Purchase
Class B Common
2025-03-10$1480.00/sh+7$10,360→ 5,018 total(indirect: As custodian for Jones Powell Bailey) - Purchase
Class B Common
2025-03-10$1485.00/sh+2$2,970→ 2,210 total - Purchase
Class B Common
2025-03-10$1490.00/sh+35$52,150→ 2,245 total - Purchase
Class B Common
2025-03-10$1484.99/sh+22$32,670→ 4,652 total(indirect: As custodian for Royall Holding Bailey) - Purchase
Class B Common
2025-03-10$1485.00/sh+23$34,155→ 5,011 total(indirect: As custodian for Jones Powell Bailey)
Holdings
- 11,140(indirect: By Trust)
Class A Common
- 3,728(indirect: By Spouse)
Class A Common
- 1,532(indirect: As custodian for Royall Holding Bailey)
Class A Common
- 258(indirect: As custodian for Jones Powell Bailey)
Class A Common
- 115,000(indirect: By Trust)
Class A Common
- 32,000(indirect: Frank B. Holding Jr. 2025 #2 GRAT)
Class B Common
- 32,000(indirect: By Trust)
Class B Common
- 32,000(indirect: Frank B. Holding Jr. 2025 #1 GRAT)
Class B Common
- 202,741
Class A Common
- 3,357(indirect: As custodian for James Freeman Bailey, Jr.)
Class A Common
- 2,392(indirect: By Trust)
Class B Common
- 106,000(indirect: Frank B. Holding Jr. 2025 #1 GRAT)
Class A Common
- 106,000(indirect: Frank B. Holding Jr. 2025 #2 GRAT)
Class A Common
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,495.00 to $1,495.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,499.95 to $1,500.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at pieces ranging from $1,509.99 to $1,510.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.
- [F4]On February 27, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #1 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
- [F5]On February 28, 2025, the reporting person contributed 106,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person to a new grantor retained annuity trust (the "Frank B. Holding Jr. 2025 #2 GRAT," of which he serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
- [F6]On February 28, 2025, the reporting person's spouse contributed 115,000 shares of Class A Common Stock and 32,000 shares of Class B Common Stock held directly by the reporting person's spouse to a new grantor retained annuity trust (the "Ruth P. Holding GRAT," of which the spouse serves as trustee), which shares continue to be reported in this Form 4 as indirectly owned.
- [F7]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.