4//SEC Filing
BEP Special Situations IV LLC 4
Accession 0000950170-25-039401
CIK 0001888654other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:05 PM ET
Size
10.0 KB
Accession
0000950170-25-039401
Insider Transaction Report
Form 4
BEP Special Situations IV LLC
Director10% Owner
Transactions
- Award
Warrants
2025-03-13+2,816,346→ 2,816,346 totalExercise: $3.55→ Common Stock (2,816,346 underlying) - Award
Common Stock
2025-03-13$3.55/sh+704,087$2,500,002→ 7,497,349 total
Bluescape Energy Partners IV GP LLC
Director10% Owner
Transactions
- Award
Common Stock
2025-03-13$3.55/sh+704,087$2,500,002→ 7,497,349 total - Award
Warrants
2025-03-13+2,816,346→ 2,816,346 totalExercise: $3.55→ Common Stock (2,816,346 underlying)
Footnotes (3)
- [F1]Bluescape Energy Partners IV GP LLC ("Bluescape GP") is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which wholly owns BEP Special Situations IV LLC ("Bluescape", together with Bluescape GP, the "Reporting Persons"). As such, Bluescape GP may be deemed to have beneficial ownership of the securities held by Bluescape. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F2]On March 13, 2025, pursuant to the January 14, 2025 Subscription Agreement, Bluescape acquired shares of common stock in a private placement transaction at a price of $3.5507 per share and warrants to acquire shares of common stock for no additional consideration.
- [F3]On March 13, 2025, Bluescape acquired warrants to purchase shares of common stock of the issuer in a private placement transaction. The warrants are exercisable on or after the date of issuance and will expire on March 13, 2026. The exercise price per share of common stock under the warrants is $3.5507.
Documents
Issuer
5E Advanced Materials, Inc.
CIK 0001888654
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001942792
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:05 PM ET
- Size
- 10.0 KB