4//SEC Filing
Carlson Michael James 4
Accession 0000950170-25-040335
CIK 0001758766other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:30 PM ET
Size
8.7 KB
Accession
0000950170-25-040335
Insider Transaction Report
Form 4
STEM, INC.STEM
Carlson Michael James
See Remarks
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-11+70,834→ 231,879 total - Sale
Common Stock, Par Value $0.0001 Per Share
2025-03-12$0.40/sh−27,739$11,207→ 204,140 total - Exercise/Conversion
Restricted Stock Unit
2025-03-11−70,834→ 455,686 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (70,834 underlying)
Footnotes (2)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On May 28, 2024, the reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001948274
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:30 PM ET
- Size
- 8.7 KB