4//SEC Filing
Tappin Matthew 4
Accession 0000950170-25-040338
CIK 0001758766other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 4:30 PM ET
Size
13.7 KB
Accession
0000950170-25-040338
Insider Transaction Report
Form 4
STEM, INC.STEM
Tappin Matthew
President, Software Products
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2025-03-07$0.42/sh−5,645$2,365→ 40,573 total - Sale
Common Stock, Par Value $0.0001 Per Share
2025-03-12$0.40/sh−13,070$5,280→ 56,670 total - Exercise/Conversion
Restricted Stock Unit
2025-03-11−29,167→ 399,559 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (29,167 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-11+29,167→ 69,740 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-06+13,397→ 46,218 total - Exercise/Conversion
Restricted Stock Unit
2025-03-06−13,397→ 428,726 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (13,397 underlying)
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On March 1, 2022, the reporting person was granted 53,590 RSUs vesting in four annual installments beginning March 2023.
- [F3]On May 28, 2024, the reporting person was granted 87,500 RSUs vesting in three annual installments beginning March 2025.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001986259
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 4:30 PM ET
- Size
- 13.7 KB