|4Mar 19, 4:21 PM ET

Malhotra R. Rimmy 4

4 · Genasys Inc. · Filed Mar 19, 2025

Insider Transaction Report

Form 4
Period: 2025-03-17
Transactions
  • Award

    Common Stock

    2025-03-17+38,136142,254 total
Holdings
  • Common Stock

    (indirect: See footnote)
    1,628,495
  • Common Stock

    (indirect: See footnote)
    300
Footnotes (3)
  • [F1]Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock.
  • [F2]Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
  • [F3]Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4