Ludwig David Van 4/A
4/A · Heritage Global Inc. · Filed Mar 28, 2025
Insider Transaction Report
Form 4/AAmended
Ludwig David Van
President of subsidiary
Transactions
- Sale
Common Stock
2024-11-19$1.61/sh−10,000$16,100→ 1,029,304 total
Footnotes (3)
- [F1]This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares.