4//SEC Filing
AMERICAN GENERAL LIFE INSURANCE CO 4
Accession 0000950170-25-048525
CIK 0001517518investment
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:15 PM ET
Size
14.9 KB
Accession
0000950170-25-048525
Insider Transaction Report
Form 4
Transactions
- Sale
Series P Mandatory Redeemable Preferred Stock
2025-03-28$33.69/sh−74,286$2,502,695→ 160,000 total(indirect: Held through subsidiary) - Sale
Series J Mandatory Redeemable Preferred Stock
2025-03-28$34.31/sh−65,715$2,254,682→ 134,286 total(indirect: Held through subsidiary)
Holdings
- (indirect: Held through subsidiaries)
3.46% Series M Senior Secured Notes due June 11, 2025
- (indirect: Held through subsidiaries)
3.76% Series O Senior Secured Notes due June 11, 2030
- 125,716(indirect: Held through subsidiaries)
Series O Mandatory Redeemable Preferred Stock
- (indirect: Held through subsidiaries)
4.66% Series H Senior Secured Notes due October 15, 2025
- (indirect: Held through subsidiary)
3.56% Series N Senior Secured Notes due June 11, 2027
Footnotes (6)
- [F1]Represents sales of reported securities by a controlled subsidiary of American International Group ("AIG"), which may have been deemed to be beneficially owned by Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), pursuant to an investment management agreement.
- [F2]Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG.
- [F3]AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold 2,858 and 82,858 shares of the reported securities, respectively. CIIUS, an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
- [F4]AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
- [F5]AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
- [F6]AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.
Documents
Issuer
ClearBridge Energy Midstream Opportunity Fund Inc.
CIK 0001517518
Entity typeinvestment
IncorporatedTX
Related Parties
1- filerCIK 0000005108
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 4:15 PM ET
- Size
- 14.9 KB