4//SEC Filing
CONKLING WILLIAM 4
Accession 0000950170-25-057934
CIK 0001713863other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 3:18 PM ET
Size
9.9 KB
Accession
0000950170-25-057934
Insider Transaction Report
Form 4
CONKLING WILLIAM
Chief Executive Officer
Transactions
- Award
Class B Common Stock, par value $.01 per share
2025-03-25+27,454→ 564,455 total - Award
Employee Stock Option (right to buy)
2025-03-25+2,362→ 2,362 totalExercise: $3.89From: 2025-03-25Exp: 2033-06-06→ Class B Common Stock (2,362 underlying) - Award
Employee Stock Option (right to buy)
2025-03-25+5,485→ 5,485 totalExercise: $3.63From: 2025-03-25Exp: 2034-06-03→ Class B Common Stock (5,485 underlying)
Footnotes (4)
- [F1]The Reporting Person received these shares in exchange for 77,884 shares of Cyclo Therapeutics, Inc. ("Cyclo") common stock in connection with the business combination between Cyclo and the Issuer (the "Merger") based upon an exchange ratio of 0.3525.
- [F2]Consists of 174,409 shares of stock held directly, 183,094 fully vested shares of Restricted Stock and 206,952 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.
- [F3]The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 6, 2023 to purchase 6,700 shares of Cyclo common stock at an exercise price of $1.37.
- [F4]The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 3, 2024 to purchase 15,562 shares of Cyclo common stock at an exercise price of $1.28.
Documents
Issuer
Rafael Holdings, Inc.
CIK 0001713863
Entity typeother
Related Parties
1- filerCIK 0001852018
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 3:18 PM ET
- Size
- 9.9 KB