Shirley Brian 4
4 · ADVANCED ENERGY INDUSTRIES INC · Filed May 6, 2025
Insider Transaction Report
Form 4
Shirley Brian
Director
Transactions
- Exercise/Conversion
Common Stock
2025-05-03+2,093→ 6,818 total(indirect: By Trust) - Award
Restricted Stock Units
2025-05-02+2,313→ 2,313 total→ Common Stock (2,313 underlying) - Exercise/Conversion
Restricted Stock Units
2025-05-03−2,093→ 0 total→ Common Stock (2,093 underlying)
Footnotes (4)
- [F1]On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis.
- [F2]Of this total amount of 6,818 shares: (A) 2,093 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,093 shares to The Shirley Family Trust; and (B) 4,725 shares are held indirectly by The Shirley Family Trust, for which the reporting person and his spouse serve as trustees and are beneficiaries.
- [F3]Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
- [F4]Restricted stock units are not exercisable and do not have an expiration date.