4//SEC Filing
BALL FREDERICK 4
Accession 0000950170-25-064791
CIK 0000927003other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:27 PM ET
Size
9.7 KB
Accession
0000950170-25-064791
Insider Transaction Report
Form 4
BALL FREDERICK
Director
Transactions
- Exercise/Conversion
Common Stock
2025-05-03+2,093→ 41,507 total(indirect: By Trust) - Award
Restricted Stock Units
2025-05-02+2,313→ 2,313 total→ Common Stock (2,313 underlying) - Exercise/Conversion
Restricted Stock Units
2025-05-03−2,093→ 0 total→ Common Stock (2,093 underlying)
Footnotes (4)
- [F1]On May 3, 2024, the reporting person was granted 2,093 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis.
- [F2]Of this total amount of 41,507 shares: (A) 2,093 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,093 shares to the 1998 Ball Family Trust; and (B) 39,414 shares are held indirectly by the 1998 Ball Family Trust.
- [F3]Represents an annual grant of restricted stock units to the reporting person on May 2, 2025 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
- [F4]Restricted stock units are not exercisable and do not have an expiration date.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001175993
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 7:27 PM ET
- Size
- 9.7 KB