BALL FREDERICK 4/A
4/A · ADVANCED ENERGY INDUSTRIES INC · Filed May 6, 2025
Insider Transaction Report
Form 4/AAmended
BALL FREDERICK
Director
Transactions
- Award
Restricted Stock Units
2022-05-09+2,655→ 2,655 total→ Common Stock (2,655 underlying)
Holdings
- 37,955(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Table I, Column 5 of the reporting person's Form 4 filed on May 11, 2022, omitted 38 shares acquired through the dividend reinvestment plan, and these shares also were omitted from Column 5 of the reporting person's Form 4 filed on May 9, 2023.
- [F2]The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.