4/A//SEC Filing
BALL FREDERICK 4/A
Accession 0000950170-25-064817
CIK 0000927003other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 7:58 PM ET
Size
6.8 KB
Accession
0000950170-25-064817
Insider Transaction Report
Form 4/AAmended
BALL FREDERICK
Director
Transactions
- Award
Restricted Stock Units
2022-05-09+2,655→ 2,655 total→ Common Stock (2,655 underlying)
Holdings
- 37,955(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Table I, Column 5 of the reporting person's Form 4 filed on May 11, 2022, omitted 38 shares acquired through the dividend reinvestment plan, and these shares also were omitted from Column 5 of the reporting person's Form 4 filed on May 9, 2023.
- [F2]The 2,655 shares of unvested restricted stock units reported in Table 1 of the Form 4 filed on May 11, 2022, should have been reported in Table 2 of such Form 4. The 2,655 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001175993
Filing Metadata
- Form type
- 4/A
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 7:58 PM ET
- Size
- 6.8 KB