4//SEC Filing
Shukla Rahul 4
Accession 0000950170-25-064859
CIK 0001758766other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 9:27 PM ET
Size
22.7 KB
Accession
0000950170-25-064859
Insider Transaction Report
Form 4
STEM, INC.STEM
Shukla Rahul
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-11+16,667→ 32,036 total - Exercise/Conversion
Restricted Stock Unit
2025-01-22−8,000→ 213,508 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (8,000 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-02-24−19,951→ 193,557 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (19,951 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-03-11−16,667→ 176,890 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (16,667 underlying) - Sale
Common Stock, Par Value $0.0001 Per Share
2025-01-23$0.65/sh−3,534$2,297→ 4,466 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-02-24+19,951→ 24,417 total - Sale
Common Stock, Par Value $0.0001 Per Share
2025-03-12$0.40/sh−7,469$3,017→ 24,567 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-01-22+8,000→ 8,000 total - Sale
Common Stock, Par Value $0.0001 Per Share
2025-05-02$0.54/sh−24,567$13,291→ 0 total - Award
Restricted Stock Unit
2024-10-10+115,000→ 221,508 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (115,000 underlying) - Sale
Common Stock, Par Value $0.0001 Per Share
2025-02-25$0.51/sh−9,048$4,633→ 15,369 total
Footnotes (6)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $0.540 to $0.543. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]On October 10, 2024, the reporting person was granted 115,000 RSUs vesting in October 2025.
- [F4]On February 9, 2022, the reporting person was granted 32,000 RSUs vesting in four annual installments beginning January 2023.
- [F5]On February 23, 2023, the reporting person was granted 60,459 RSUs vesting in three annual installments beginning February 2024.
- [F6]On May 28, 2024, the reporting person was granted 50,000 RSUs vesting in three annual installments beginning March 2025.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001900919
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 9:27 PM ET
- Size
- 22.7 KB