4//SEC Filing
Greene Rick S. 4
Accession 0000950170-25-068271
CIK 0001828673other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:28 PM ET
Size
7.2 KB
Accession
0000950170-25-068271
Insider Transaction Report
Form 4
Greene Rick S.
Director
Transactions
- Purchase
Common Stock
2025-05-08$26.00/sh+962$25,012→ 2,066 total - Purchase
Common Stock Purchase Warrant
2025-05-07+481→ 481 totalExercise: $26.00From: 2025-05-07Exp: 2030-05-07→ Common Stock (481 underlying)
Footnotes (1)
- [F1]These shares are being issued as a portion of and pursuant to the Company entering into a definitive conversion agreement on May 1, 2025, with a conversion date of May 7, 2025, along with 13 other holders of $6.6 million of the outstanding principal of the Secured Notes to convert the Secured Notes for an aggregate of 253,083 shares of the Company's Common Stock at a conversion price of $26.00 per share (on a post-reverse split basis), issuance of an aggregate of 126,540 warrants each exercisable for one share of Common Stock at an exercise price of $26.00 per share (on a post-reverse split basis), and a portion of the 2,174,311 shares of Wugen Inc. common stock held by the Company.
Documents
Issuer
HCW Biologics Inc.
CIK 0001828673
Entity typeother
Related Parties
1- filerCIK 0001866272
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 5:28 PM ET
- Size
- 7.2 KB