4//SEC Filing
GEYGAN JAMES 4
Accession 0000950170-25-074969
CIK 0001460329other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 11:16 AM ET
Size
19.3 KB
Accession
0000950170-25-074969
Insider Transaction Report
Form 4
Fluent, Inc.FLNT
GLOBAL VALUE INVESTMENT CORP.
10% Owner
Transactions
- Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying) - Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation) - Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying)
Holdings
- 9,385
Common Stock
Geygan Kathleen
Other
Transactions
- Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying) - Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation) - Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying)
Holdings
- 9,385
Common Stock
Rice Shawn G
Other
Transactions
- Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation) - Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying) - Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying)
Holdings
- 9,385
Common Stock
Transactions
- Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying) - Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying) - Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation)
Holdings
- 9,385
Common Stock
GEYGAN JAMES
Director10% Owner
Transactions
- Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation) - Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying) - Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying)
Holdings
- 9,385
Common Stock
Wilke Stacy
Other
Transactions
- Other
Common Stock
2025-05-19−8,104→ 3,058,299 total(indirect: By Global Value Investment Corporation) - Award
Pre-Funded Warrants
2025-05-15$2.20/sh+78,425$172,496→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $0.00→ Common Stock (78,425 underlying) - Award
Warrants
2025-05-15+78,425→ 78,425 total(indirect: By Global Value Investment Corporation)Exercise: $2.20→ Common Stock (78,425 underlying)
Holdings
- 9,385
Common Stock
Footnotes (8)
- [F1]As of May 19, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.
- [F2]In addition to Global Value Investment Corporation, a Delaware corporation, this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as Global Value Investment Corporation. Global Value Investment Corporation beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.
- [F3]In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by Global Value Investment Corporation is reported herein. Common Stock reported as indirectly owned by Global Value Investment Corporation includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
- [F4]The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants.
- [F5]The Pre-Funded Warrants will terminate when exercised in full.
- [F6]These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F7]The Warrants will be exercisable after stockholder approval of the offering of the Warrants.
- [F8]The Warrants will expire three years from the date of issuance.
Documents
Issuer
Fluent, Inc.
CIK 0001460329
Entity typeother
Related Parties
1- filerCIK 0001734726
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 11:16 AM ET
- Size
- 19.3 KB