Mirza Mansoor Raza 4
4 · SERA PROGNOSTICS, INC. · Filed Jun 6, 2025
Insider Transaction Report
Form 4
Mirza Mansoor Raza
Director
Transactions
- Award
Class A Common Stock
2025-06-05+15,596→ 59,268 total - Sale
Class A Common Stock
2025-06-06$1.58/sh−107$169→ 59,161 total - Award
Stock Option (right to buy)
2025-06-05+25,000→ 25,000 totalExercise: $1.60Exp: 2035-06-05→ Class A Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025, subject to the Reporting Person continuing to provide services to the issuer.
- [F2]Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
- [F3]Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 5, 2025.