STEM, INC.·4

Jun 6, 7:25 PM ET

BUZBY DAVID S 4

4 · STEM, INC. · Filed Jun 6, 2025

Insider Transaction Report

Form 4
Period: 2025-06-04
Transactions
  • Award

    Restricted Stock Unit

    2025-06-04+149,723149,723 total
    Common Stock, Par Value 0.0001 Per Share (149,723 underlying)
Holdings
  • Common Stock, Par Value $0.0001 Per Share

    (indirect: By Trust)
    641,209
  • Common Stock, Par Value $0.0001 Per Share

    119,789
Footnotes (3)
  • [F1]The Reporting Person's holdings in Column 5 reflect an adjustment to correct a previous filing made on June 2, 2025, which incorrectly reported a vesting of 110,236 RSUs. These RSUs were previously forfeited by the Reporting Person.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F3]On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4