Sow Good Inc.·4

Jun 9, 5:38 PM ET

Goldfarb Claudia 4

4 · Sow Good Inc. · Filed Jun 9, 2025

Insider Transaction Report

Form 4
Period: 2025-06-05
Goldfarb Claudia
DirectorChief Operating Officer10% Owner
Transactions
  • Award

    Common Stock

    2025-06-05$0.77/sh+167,362$128,869928,142 total
Holdings
  • Common Stock

    (indirect: By LLC)
    1,620,973
  • Senior Convertible Promissory Note

    Exercise: $0.62From: 2025-04-28Exp: 2030-04-30Common Stock (386,980 underlying)
    386,980
Footnotes (4)
  • [F1]Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
  • [F2]Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
  • [F3]The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.
  • [F4]Mr. Goldfarb owns 386,980 shares as joint tenants with right of survivorship with Mr. Goldfarb's spouse, Claudia Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4