4//SEC Filing
QVT Financial LP 4
Accession 0000950170-25-090993
CIK 0001635088other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 5:00 PM ET
Size
15.5 KB
Accession
0000950170-25-090993
Insider Transaction Report
Form 4
QVT Financial LP
Other
Transactions
- Other
Common Shares
2025-06-25−55,443→ 0 total(indirect: Held by Fourth Avenue Capital Partners LP) - Other
Common Shares
2025-06-25−6,205,368→ 8,441,428 total(indirect: Held by QVT Deferred Compensation Holdings Ltd.) - Other
Common Shares
2025-06-25−3,176,245→ 19,347,727 total(indirect: Held by QVT Financial Investment Cayman Ltd.) - Other
Common Shares
2025-06-25−1,170,646→ 1,592,480 total(indirect: Held by QVT P&E Roiv Hldgs Ltd.) - Other
Common Shares
2025-06-25−19,311,790→ 0 total(indirect: Held by QVT Roiv Hldgs Offshore Ltd.) - Other
Common Shares
2025-06-25−6,837,266→ 0 total(indirect: Held by QVT Roiv Hldgs Onshore Ltd.)
Footnotes (4)
- [F1]On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. and QVT Roiv Hldgs Offshore Ltd. (together, "QVT Roiv"), Fourth Avenue Capital Partners LP ("Fourth Avenue"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd. contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares.
- [F2]Aggregately, following the transactions described above, QVT Financial LP ("QVT"), a Delaware limited partnership, may be deemed to be the beneficial owner of 29,381,635 common shares (the "Shares") of Roivant Sciences Ltd., consisting of the Shares owned by QVT P&E, QVT DCH and QVT FIC. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT and may be deemed to beneficially own the same number of Shares reported by QVT.
- [F3]QVT provides certain investment advisory services for, and thereby may be deemed to beneficially own the Shares held by, Fourth Avenue, QVT P&E, QVT DCH and QVT FIC. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
- [F4]QVT is the investment manager of QVT Roiv, shares voting and investment control over the Shares held directly by QVT Roiv and therefore may be deemed to beneficially own such Shares. QVT disclaims beneficial ownership of such Shares, except to the extent of any pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Roivant Sciences Ltd.
CIK 0001635088
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001290162
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 5:00 PM ET
- Size
- 15.5 KB