STEM, INC.·4

Jul 2, 6:37 PM ET

Shukla Rahul 4

4 · STEM, INC. · Filed Jul 2, 2025

Insider Transaction Report

Form 4
Period: 2025-06-30
Shukla Rahul
Chief Accounting Officer
Transactions
  • Award

    Performance Stock Unit

    2025-06-30+2,2502,250 total
    Common Stock, Par Value 0.0001 Per Share (2,250 underlying)
  • Award

    Restricted Stock Unit

    2025-06-30+4,5004,500 total
    Common Stock, Par Value 0.0001 Per Share (4,500 underlying)
  • Award

    Stock Options

    2025-06-30+2,2502,250 total
    Exercise: $6.23Exp: 2035-06-30Common Stock, Par Value 0.0001 Per Share (2,250 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]On June 30, 2025, the Reporting Person was granted 4,500 RSUs vesting in three equal annual installments, beginning on August 7, 2026.
  • [F3]On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
  • [F4]On June 30, 2025, the Reporting Person was granted 2,250 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4