Carlson Michael James 4
4 · STEM, INC. · Filed Jul 2, 2025
Insider Transaction Report
Form 4
STEM, INC.STEM
Carlson Michael James
President, Managed Services
Transactions
- Award
Restricted Stock Unit
2025-06-30+11,000→ 11,000 total→ Common Stock, Par Value 0.0001 Per Share (11,000 underlying) - Award
Stock Options
2025-06-30+5,500→ 5,500 totalExercise: $6.23Exp: 2035-06-30→ Common Stock, Par Value 0.0001 Per Share (5,500 underlying) - Award
Performance Stock Unit
2025-06-30+5,500→ 5,500 total→ Common Stock, Par Value 0.0001 Per Share (5,500 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.
- [F3]On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
- [F4]On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.