4//SEC Filing
Carlson Michael James 4
Accession 0000950170-25-093353
CIK 0001758766other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:43 PM ET
Size
10.3 KB
Accession
0000950170-25-093353
Insider Transaction Report
Form 4
STEM, INC.STEM
Carlson Michael James
See Remarks
Transactions
- Award
Restricted Stock Unit
2025-06-30+11,000→ 11,000 total→ Common Stock, Par Value 0.0001 Per Share (11,000 underlying) - Award
Stock Options
2025-06-30+5,500→ 5,500 totalExercise: $6.23Exp: 2035-06-30→ Common Stock, Par Value 0.0001 Per Share (5,500 underlying) - Award
Performance Stock Unit
2025-06-30+5,500→ 5,500 total→ Common Stock, Par Value 0.0001 Per Share (5,500 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.
- [F3]On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
- [F4]On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001948274
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:43 PM ET
- Size
- 10.3 KB