4//SEC Filing
YOUNG PHILIP M 4
Accession 0000950170-25-098528
CIK 0001794546other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 8:25 PM ET
Size
14.1 KB
Accession
0000950170-25-098528
Insider Transaction Report
Form 4
CARLSMED, INC.CARL
YOUNG PHILIP M
Director
Transactions
- Conversion
Common Stock
2025-07-24+28,900→ 28,900 total(indirect: See Footnotes) - Purchase
Common Stock
2025-07-24$15.00/sh+6,666$99,990→ 35,566 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2025-07-24−28,900→ 0 total(indirect: See Footnotes)→ Common Stock (28,900 underlying) - Purchase
Common Stock
2025-07-24$15.00/sh+53,333$799,995→ 53,333 total(indirect: See Footnotes) - Award
Common Stock
2025-07-22+17,333→ 17,333 total
Footnotes (10)
- [F1]Constitute an award of restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in equal annual installments over three years.
- [F10]Reporting Person is a trustee of the Trust and has voting and dispositive power over the stock held by the Trust.
- [F2]Includes 17,333 unvested restricted stock units convertible into approximately 17,333 shares of the Issuer's common stock.
- [F3]These securities were previously reported on a Form 3 filed by the Reporting Person as preferred stock of the Issuer. Each share of preferred stock of the Issuer converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering on a 1-to-1 basis without payment of additional consideration. The preferred stock has no expiration date.
- [F4]Stock held by PMY Partners LP.
- [F5]Reporting Person is the sole general partner of PMY Partners L.P. and has voting and dispositive power over the stock held by PMY Partners L.P.
- [F6]Includes 6,666 shares of the Issuer's common stock purchased by PMY Partners L.P. in the Issuer's initial public offering at the public offering price of $15.00 per share. The purchase was made directly from the underwriters in connection with the offering.
- [F7](7) Includes (i) 6,666 shares of the Issuer's common stock purchased by PMY Partners L.P. in the Issuer's initial public offering at the public offering price of $15.00 per share, and (ii) 28,900 shares of common stock issued to PMY Partners L.P. upon the conversion of outstanding preferred stock on a 1-to-1 basis, immediately prior to the closing of the Issuer's public offering.
- [F8]Includes 53,333 shares of the Issuer's common stock purchased by the Young Family Trust dtd 04/13/1998 Nancy Halsey Young & Philip Young, Trustees (the "Trust") in the Issuer's initial public offering at the public offering price of $15.00 per share. The purchase was made directly from the underwriters in connection with the offering.
- [F9]Stock held by the Trust.
Documents
Issuer
CARLSMED, INC.
CIK 0001794546
Entity typeother
Related Parties
1- filerCIK 0001048637
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 8:25 PM ET
- Size
- 14.1 KB