Gilde Healthcare Holding B.V. 4
4 · SHOULDER INNOVATIONS, INC. · Filed Aug 5, 2025
Insider Transaction Report
Form 4
Gilde Healthcare Holding B.V.
10% Owner
Transactions
- Conversion
Common Stock
2025-08-01+1,743,156→ 1,743,156 total(indirect: See footnote) - Purchase
Common Stock
2025-08-01$15.00/sh+100,000$1,500,000→ 2,380,482 total(indirect: See footnote) - Conversion
Series D Convertible Preferred Stock
2025-08-01−33,259,424→ 0 total(indirect: See footnote)→ Common Stock (1,743,156 underlying) - Conversion
Series E Convertible Preferred Stock
2025-08-01−10,252,188→ 0 total(indirect: See footnote)→ Common Stock (537,326 underlying) - Conversion
Common Stock
2025-08-01+537,326→ 2,280,482 total(indirect: See footnote)
Footnotes (2)
- [F1]Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis without payment or further consideration. There was no expiration date for the shares of preferred stock.
- [F2]Held directly by Cooperatieve Gilde Healthcare V U.A. ("Gilde"). Gilde Healthcare V Management B.V. is the managing director of Gilde and has sole voting and dispositive power with respect to the shares held by Gilde. Gilde Healthcare V Management B.V. is owned by Gilde Healthcare Holding B.V. The managing partners of Gilde Healthcare Holding B.V. are Manapouri B.V. (of which Edwin de Graaf is the owner and managing director) and Martemanshurk B.V. (of which Pieter van der Meer is the owner and managing director). Geoff Pardo is a partner at Gilde and may be deemed to share voting and dispositive power with respect to the shares held of record by Gilde. Mr. Pardo disclaims beneficial ownership of such holdings, except to the extent of his pecuniary interest in the shares.