4//SEC Filing
KNOWLES MICHAEL 4
Accession 0000950170-25-112624
CIK 0001394056other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 7:49 PM ET
Size
13.2 KB
Accession
0000950170-25-112624
Insider Transaction Report
Form 4
KNOWLES MICHAEL
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2025-02-07$4.06/sh+131,448$533,679→ 608,453 total - Tax Payment
Common Stock
2025-06-05$3.06/sh−19,075$58,370→ 593,578 total - Tax Payment
Common Stock
2025-08-20$5.26/sh−8,359$43,968→ 585,219 total - Tax Payment
Common Stock
2025-02-20$3.76/sh−16,800$63,168→ 591,653 total - Award
Common Stock
2025-05-21+21,000→ 612,653 total
Footnotes (10)
- [F1]Represents 131,448 restricted stock units granted to the Reporting Person under the Company's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's ongoing service of the executive management team.
- [F10]Includes 418,173 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F2]Includes 512,898 unvested restriced stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F3]The Reporting Person forfeited 16,800 shares of common stock upon conversion of an aggregate 43,816 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on June 6, 2023.
- [F4]Includes 469,082 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F5]Represents 21,000 restricted stock units granted to the Reporting Person under the Company's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's ongoing service of the executive management team.
- [F6]Includes 490,082 unvested restriced stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F7]The Reporting Person forfeited 19,075 shares of common stock upon conversion of an aggregate 50,000 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on June 6, 2023.
- [F8]Includes 440,082 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F9]The Reporting Person forfeited 8,359 shares of common stock upon conversion of an aggregate 21,909 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on June 6, 2023.
Documents
Issuer
ONE STOP SYSTEMS, INC.
CIK 0001394056
Entity typeother
Related Parties
1- filerCIK 0001755059
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 7:49 PM ET
- Size
- 13.2 KB