Barnes Michael Gene 4

Accession 0000950170-25-114590

CIK 0001393726other

View on SEC.gov Company Profile

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 4:44 PM ET

Size

20.6 KB

Accession

0000950170-25-114590

Insider Transaction Report

Form 4

Period: 2025-09-12

TIPTREE INC.TIPT

Barnes Michael Gene

DirectorVice Chairman of the Board

Transactions

Tax Payment
Common Stock
2025-09-12$25.49/sh−10,343$263,643→ 9,999,059 total
Exercise/Conversion
Common Stock
2025-09-12$6.65/sh+112,015$744,900→ 10,114,652 total
Exercise/Conversion
February 2017 Stock Option
2025-09-12$6.65/sh−112,015$744,900→ 0 total
Exercise: $6.65From: 2022-02-22Exp: 2027-02-22→ Common Stock (112,015 underlying)
Tax Payment
Common Stock
2025-09-12$25.49/sh−29,224$744,920→ 10,085,428 total
Exercise/Conversion
Common Stock
2025-09-12$5.67/sh+46,494$263,621→ 10,009,402 total
Exercise/Conversion
January 2016 Stock Option
2025-09-12$5.67/sh−46,494$263,621→ 0 total
Exercise: $5.67From: 2021-01-04Exp: 2026-01-04→ Common Stock (46,494 underlying)
Exercise/Conversion
March 2016 Stock Option
2025-09-12$5.87/sh−4,649$27,290→ 0 total
Exercise: $5.87From: 2021-03-10Exp: 2026-03-10→ Common Stock (4,649 underlying)
Tax Payment
Common Stock
2025-09-12$25.49/sh−1,071$27,300→ 10,002,637 total
Exercise/Conversion
Common Stock
2025-09-12$5.87/sh+4,649$27,290→ 10,003,708 total

Footnotes (11)

[F1]The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.
[F10]On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.
[F11]The option shares are fully vested and exercisable as of February 22, 2022.
[F2]Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.
[F3]Represents the closing stock price as of the transaction date.
[F4]Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.
[F5]Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.
[F6]On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.
[F7]The option shares are fully vested and exercisable as of January 4, 2021.
[F8]On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.
[F9]The option shares are fully vested and exercisable as of March 10, 2021.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

TIPTREE INC.

CIK 0001393726

→

Entity typeother

Related Parties

filerCIK 0001498811

Filing Metadata

Form type: 4
Filed: Sep 11, 8:00 PM ET
Accepted: Sep 12, 4:44 PM ET
Size: 20.6 KB

View on SEC.gov