Harris Jerrold B 4
4 · BlackRock Capital Investment Corp · Filed Mar 20, 2024
Insider Transaction Report
Form 4
Harris Jerrold B
Director
Transactions
- Disposition to Issuer
Common Stock
2024-03-18−16,365→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2024-03-18−150,061→ 0 total - Disposition to Issuer
Common Stock
2024-03-18−43,868→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2024-03-18−4,358→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2024-03-18−22,857→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2024-03-18−50,469→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2024-03-18−12,166→ 0 total(indirect: By Trust)
Footnotes (8)
- [F1]On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger").
- [F2]At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 115,075 validly issued, fully-paid and nonassessable shares of TCPC common stock.
- [F3]The Reporting Person has a pecuniary interest in Jerrold B. Harris Trust, U/A 4/30/2001.
- [F4]The Reporting Person has a pecuniary interest in Jerrold B. Harris IRA.
- [F5]The Reporting Person has a pecuniary interest in Jerrold Harris 2012 Trust.
- [F6]The Reporting Person has a pecuniary interest in Bobette J. Harris Trust, U/A 4/30/2001.
- [F7]The Reporting Person has a pecuniary interest in Bobette Harris 2012 Trust.
- [F8]The Reporting Person has a pecuniary interest in 1999 Harris Intervivos Trust, U/A 8/12/1999.