Home/Filings/4/0000950172-24-000073
4//SEC Filing

Harris Jerrold B 4

Accession 0000950172-24-000073

CIK 0001326003other

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 2:23 PM ET

Size

15.5 KB

Accession

0000950172-24-000073

Insider Transaction Report

Form 4
Period: 2024-03-19
Transactions
  • Disposition to Issuer

    Common Stock

    2024-03-1816,3650 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2024-03-18150,0610 total
  • Disposition to Issuer

    Common Stock

    2024-03-1843,8680 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2024-03-184,3580 total(indirect: By IRA)
  • Disposition to Issuer

    Common Stock

    2024-03-1822,8570 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2024-03-1850,4690 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2024-03-1812,1660 total(indirect: By Trust)
Footnotes (8)
  • [F1]On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger").
  • [F2]At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 115,075 validly issued, fully-paid and nonassessable shares of TCPC common stock.
  • [F3]The Reporting Person has a pecuniary interest in Jerrold B. Harris Trust, U/A 4/30/2001.
  • [F4]The Reporting Person has a pecuniary interest in Jerrold B. Harris IRA.
  • [F5]The Reporting Person has a pecuniary interest in Jerrold Harris 2012 Trust.
  • [F6]The Reporting Person has a pecuniary interest in Bobette J. Harris Trust, U/A 4/30/2001.
  • [F7]The Reporting Person has a pecuniary interest in Bobette Harris 2012 Trust.
  • [F8]The Reporting Person has a pecuniary interest in 1999 Harris Intervivos Trust, U/A 8/12/1999.

Documents

1 file

Issuer

BlackRock Capital Investment Corp

CIK 0001326003

Entity typeother

Related Parties

1
  • filerCIK 0001333739

Filing Metadata

Form type
4
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 2:23 PM ET
Size
15.5 KB