Home/Filings/4/0001000045-10-000021
4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001000045-10-000021

$OMCCCIK 0001000045operating

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 4:03 PM ET

Size

9.2 KB

Accession

0001000045-10-000021

Insider Transaction Report

Form 4
Period: 2010-12-17
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2010-12-17$10.43/sh900$9,387375,276 total
Holdings
  • Stock Option (right to buy)

    Exercise: $2.35Exp: 2019-04-01Common Stock (27,500 underlying)
    27,500
  • Common Stock

    (indirect: By Spouse)
    24,747
  • Common Stock

    (indirect: By Trust)
    1,307,685
  • Stock Option (right to buy)

    Exercise: $2.38Exp: 2019-03-31Common Stock (55,000 underlying)
    55,000
Footnotes (3)
  • [F1]The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2009.
  • [F2]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F3]The option vests in two equal annual installments beginning on March 31, 2010.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 4:03 PM ET
Size
9.2 KB