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NICHOLAS FINANCIAL INC 4

Accession 0001000045-11-000004

$OMCCCIK 0001000045operating
View on SEC.govCompany Profile

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 12:10 PM ET

Size

8.5 KB

Accession

0001000045-11-000004

Insider Transaction Report

Form 4
Period: 2011-06-27
NICHOLAS FINANCIAL INCNICK
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
  • Conversion

    Stock Option (right to buy)

    2011-06-27$5.60/sh+6,512$36,467→ 24,000 total
    Exercise: $5.60Exp: 2018-03-19→ Common Stock (30,512 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2018-04-01→ Common stock (38,500 underlying)
    38,500

  • Stock Option (right to buy)

    Exercise: $8.58Exp: 2017-08-31→ Common Stock (11,000 underlying)
    11,000

  • Common Stock

    174,303
Footnotes (3)
  • [F1]The options vest in three equal annual installments beginning on March 19, 2009.
  • [F2]The options vest in five equal annual installments beginning on August 31, 2008.
  • [F3]The options vest in three equal annual installments beginning on April 1, 2009.

Documents

1 file

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 12:10 PM ET
Size
8.5 KB
View on SEC.gov