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4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001000045-13-000004

$OMCCCIK 0001000045operating
View on SEC.govCompany Profile

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 11:19 AM ET

Size

8.8 KB

Accession

0001000045-13-000004

Insider Transaction Report

Form 4
Period: 2013-03-31
NICHOLAS FINANCIAL INCNICK
VOSOTAS PETER L
DirectorPresident & CEO10% Owner
Transactions
  • Award

    Common Stock

    2013-03-31+10,000→ 376,883 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    4,432

  • Stock Option (right to buy)

    Exercise: $0.35Exp: 2019-04-01→ Common Stock (27,500 underlying)
    27,500

  • Common Stock

    (indirect: By Trust)
    1,195,781

  • Stock Option (right to buy)

    Exercise: $0.38Exp: 2019-03-31→ Common Stock (55,000 underlying)
    55,000
Footnotes (3)
  • [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  • [F2]The option vests in two equal annual installments beginning on April 1, 2010.
  • [F3]The option vests in two equal annual installments beginning on March 31, 2010.

Documents

1 file

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 11:19 AM ET
Size
8.8 KB
View on SEC.gov