Home/Filings/4/0001000045-13-000005
4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001000045-13-000005

$OMCCCIK 0001000045operating

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 11:38 AM ET

Size

8.8 KB

Accession

0001000045-13-000005

Insider Transaction Report

Form 4
Period: 2013-03-31
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
  • Award

    Common Stock

    2013-03-31+15,000159,803 total
Holdings
  • Stock Option (right to buy)

    Exercise: $3.60Exp: 2018-03-19Common Stock (8,200 underlying)
    8,200
  • Stock Option (right to buy)

    Exercise: $6.58Exp: 2017-08-31Common Stock (11,000 underlying)
    11,000
  • Stock Option (right to buy)

    Exercise: $3.50Exp: 2018-04-01Common Stock (38,500 underlying)
    38,500
Footnotes (4)
  • [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  • [F2]The options vest in five equal annual installments beginning on August 31, 2008.
  • [F3]The options vest in three equal annual installments beginning on March 19, 2009.
  • [F4]The options vest in three equal annual installments beginning on April 1, 2009.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 11:38 AM ET
Size
8.8 KB