Home/Filings/4/0001000045-13-000006
4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001000045-13-000006

$OMCCCIK 0001000045operating

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 4:22 PM ET

Size

8.5 KB

Accession

0001000045-13-000006

Insider Transaction Report

Form 4
Period: 2013-08-26
Fink Scott
Director
Transactions
  • Purchase

    Common Stock

    2013-08-26$4.20/sh+8,250$34,6509,250 total
  • Conversion

    Stock Option (right to buy)

    2012-08-26$4.20/sh8,250$34,6500 total
    Exercise: $4.20Exp: 2013-08-25Common Stock (8,250 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $11.44Exp: 2022-08-07Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend. The exercise price and the number of shares have also been amended as a result of numerous stock splits and stock dividends.
  • [F2]This option vests in three equal annual installments beginning on August 25, 2003.
  • [F3]This option vests in three equal annual installments beginning on August 7, 2012.
  • [F4]This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 4:22 PM ET
Size
8.5 KB