|4Sep 6, 4:22 PM ET

NICHOLAS FINANCIAL INC 4

4 · NICHOLAS FINANCIAL INC · Filed Sep 6, 2013

Insider Transaction Report

Form 4
Period: 2013-08-26
Fink Scott
Director
Transactions
  • Purchase

    Common Stock

    2013-08-26$4.20/sh+8,250$34,6509,250 total
  • Conversion

    Stock Option (right to buy)

    2012-08-26$4.20/sh8,250$34,6500 total
    Exercise: $4.20Exp: 2013-08-25Common Stock (8,250 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $11.44Exp: 2022-08-07Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend. The exercise price and the number of shares have also been amended as a result of numerous stock splits and stock dividends.
  • [F2]This option vests in three equal annual installments beginning on August 25, 2003.
  • [F3]This option vests in three equal annual installments beginning on August 7, 2012.
  • [F4]This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT