4/A//SEC Filing
NICHOLAS FINANCIAL INC 4/A
Accession 0001000045-13-000009
$OMCCCIK 0001000045operating
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 12:19 PM ET
Size
8.9 KB
Accession
0001000045-13-000009
Insider Transaction Report
Form 4/AAmended
Fink Scott
Director
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2013-08-26$4.20/sh−8,250$34,650→ 0 totalExercise: $4.20Exp: 2013-08-25→ Common Stock (8,250 underlying) - Exercise/Conversion
Common Stock
2013-08-26$4.20/sh+8,250$34,650→ 9,250 total
Holdings
- 5,000
Stock Option (right to buy)
Exercise: $11.44Exp: 2022-08-07→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend. The exercise price and the number of shares have also been amended as a result of numerous stock splits and stock dividends.
- [F2]This option vested in three equal annual installments beginning on August 25, 2003.
- [F3]This option vests in three equal annual installments beginning on August 7, 2012.
- [F4]This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F5]The reporting person's original Form 4 incorrectly reported the acquisition of the 8,250 shares of common stock as an open market purchase. This amended Form 4 correctly reports the acquisition as the exercise of a stock option exempted pursuant to Rule 16b-3.
Documents
Issuer
NICHOLAS FINANCIAL INC
CIK 0001000045
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001000045
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 12:19 PM ET
- Size
- 8.9 KB