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Home/Filings/4/0001000045-15-000001
4//SEC Filing

NICHOLAS FINANCIAL INC 4

Accession 0001000045-15-000001

$OMCCCIK 0001000045operating
View on SEC.govCompany Profile

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 4:12 PM ET

Size

16.5 KB

Accession

0001000045-15-000001

Insider Transaction Report

Form 4
Period: 2015-05-12
NICHOLAS FINANCIAL INCNICK
Bates Kevin Dean
DirectorSenior VP of Operations
Transactions
  • Exercise/Conversion

    Common Stock

    2015-05-12$9.41/sh+1,650$15,530→ 24,700 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2015-05-12$9.41/sh−1,650$15,530→ 0 total
    Exercise: $9.41Exp: 2015-05-12→ Common Stock (1,650 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $10.96Exp: 2021-05-09→ Common Stock (1,500 underlying)
    10.96

  • Stock Option (right to buy)

    Exercise: $1.20Exp: 2019-05-05→ Common Stock (5,500 underlying)
    1.2

  • Stock Option (right to buy)

    Exercise: $10.87Exp: 2022-05-03→ Common Stock (10,000 underlying)
    10.87

  • Stock Option (right to buy)

    Exercise: $14.37Exp: 2024-06-13→ Common Stock (25,000 underlying)
    14.37

  • Stock Option (right to buy)

    Exercise: $3.60Exp: 2018-03-19→ Common Stock (3,300 underlying)
    3.6

  • Stock Option (right to buy)

    Exercise: $8.21Exp: 2017-05-08→ Common Stock (5,500 underlying)
    8.21

  • Stock Option (right to buy)

    Exercise: $0.77Exp: 2018-11-06→ Common Stock (5,500 underlying)
    0.77
Footnotes (9)
  • [F1]The option is vested in five equal annual installments beginning May 12, 2005.
  • [F2]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  • [F3]The option vested in five equal annual installments beginning May 8, 2007.
  • [F4]The option vested in five equal annual installments beginning March 19, 2008.
  • [F5]The option vested in five equal annual installments beginning November 6, 2008.
  • [F6]The option vested in five equal annual installments beginning May 5, 2009.
  • [F7]The option vested in five equal annual installments beginning May 9, 2011.
  • [F8]The option vested in five equal annual installments beginning May 3, 2012.
  • [F9]The option vested in five equal annual installments beginning June 13, 2014.

Documents

1 file

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

→
Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0001000045

Filing Metadata

Form type
4
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 4:12 PM ET
Size
16.5 KB
View on SEC.gov