4//SEC Filing
NICHOLAS FINANCIAL INC 4
Accession 0001000045-16-000004
$OMCCCIK 0001000045operating
Filed
Jul 19, 8:00 PM ET
Accepted
Jul 20, 5:14 PM ET
Size
14.2 KB
Accession
0001000045-16-000004
Insider Transaction Report
Form 4
Bates Kevin Dean
DirectorSenior VP of Operations
Transactions
- Award
Common Stock
2016-07-12+6,367→ 31,067 total
Holdings
- 5,500
Stock Option (right to buy)
Exercise: $1.20Exp: 2019-05-05→ Common Stock (5,500 underlying) - 10,000
Stock Option (right to buy)
Exercise: $10.87Exp: 2022-05-03→ Common Stock (10,000 underlying) - 25,000
Stock Option (right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (25,000 underlying) - 1,500
Stock Option (right to buy)
Exercise: $10.96Exp: 2021-05-09→ Common Stock (1,500 underlying) - 5,500
Stock Option (right to buy)
Exercise: $8.21Exp: 2017-05-08→ Common Stock (5,500 underlying) - 5,500
Stock Option (right to buy)
Exercise: $0.77Exp: 2018-11-06→ Common Stock (5,500 underlying) - 3,300
Stock Option (right to buy)
Exercise: $3.60Exp: 2018-03-19→ Common Stock (3,300 underlying)
Footnotes (8)
- [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F2]The option vested in five equal annual installments beginning on May 8, 2007.
- [F3]The option vested in five equal annual installments beginning on March 19, 2008.
- [F4]The option vested in five equal annual installments beginning on November 6, 2008.
- [F5]The option vested in five equal annual installments beginning on May 5, 2009.
- [F6]The option vested in five equal annual installments beginning on May 9, 2011.
- [F7]The option vested in five equal annual installments beginning on May 3, 2012.
- [F8]The option vested in five equal annual installments beginning on June 13, 2014.
Documents
Issuer
NICHOLAS FINANCIAL INC
CIK 0001000045
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001000045
Filing Metadata
- Form type
- 4
- Filed
- Jul 19, 8:00 PM ET
- Accepted
- Jul 20, 5:14 PM ET
- Size
- 14.2 KB