$OMCC·4

NICHOLAS FINANCIAL INC · Jul 20, 5:29 PM ET

NICHOLAS FINANCIAL INC 4

4 · NICHOLAS FINANCIAL INC · Filed Jul 20, 2016

Insider Transaction Report

Form 4
Period: 2016-07-12
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
  • Award

    Common Stock

    2016-07-12+11,70487,904 total
Holdings
  • Stock Option (right to buy)

    Exercise: $3.50Exp: 2018-04-01Common Stock (38,500 underlying)
    38,500
  • Stock Option (right to buy)

    Exercise: $6.58Exp: 2017-08-31Common Stock (11,000 underlying)
    11,000
  • Stock Option (right to buy)

    Exercise: $14.37Exp: 2024-06-13Common Stock (40,000 underlying)
    40,000
  • Stock Option (right to buy)

    Exercise: $3.60Exp: 2018-03-19Common Stock (8,200 underlying)
    8,200
Footnotes (5)
  • [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  • [F2]The options vested in five equal annual installments beginning on August 31,2008.
  • [F3]The options vested in three equal annual installments beginning on March 19, 2009.
  • [F4]The options vested in three equal annual installments beginning on April 1, 2009.
  • [F5]The options vested in five equal annual installments beginning on June 13, 2015.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT