NICHOLAS FINANCIAL INC 4
4 · NICHOLAS FINANCIAL INC · Filed May 30, 2017
Insider Transaction Report
Form 4
Bates Kevin Dean
DirectorSenior VP of Operations
Transactions
- Award
Common Stock
2017-05-16+2,825→ 33,892 total
Holdings
- 1,500
Stock Option (right to buy)
Exercise: $10.96Exp: 2021-05-09→ Common Stock (1,500 underlying) - 5,500
Stock Option (right to buy)
Exercise: $0.77Exp: 2018-11-06→ Common Stock (5,500 underlying) - 25,000
Stock Option (right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (25,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $10.87Exp: 2022-05-03→ Common Stock (10,000 underlying) - 3,300
Stock Option (right to buy)
Exercise: $3.60Exp: 2018-03-19→ Common Stock (3,300 underlying) - 5,500
Stock Option (right to buy)
Exercise: $1.20Exp: 2019-05-05→ Common Stock (5,500 underlying)
Footnotes (8)
- [F1]The award represents earned, but unvested shares underlying performance units, with the shares vesting on March 31, 2019.
- [F2]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F3]The option vested in five equal annual installments beginning on March 19, 2008.
- [F4]The option vested in five equal annual installments beginning on November 6, 2008.
- [F5]The option vested in five equal annual installments beginning on May 5, 2009.
- [F6]The option vested in five equal annual installments beginning on May 9, 2011.
- [F7]The option vested in five equal annual installments beginning on May 3, 2012.
- [F8]The option vests in five equal annual installments beginning on June 13, 2014.