NICHOLAS FINANCIAL INC 4/A
4/A · NICHOLAS FINANCIAL INC · Filed Jul 11, 2017
Insider Transaction Report
Form 4/AAmended
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
- Award
Common Stock
2017-05-16+5,194→ 93,098 total
Holdings
- 11,000
Stock Option (right to buy)
Exercise: $6.58Exp: 2017-08-31→ Common Stock (11,000 underlying) - 8,200
Stock Option (right to buy)
Exercise: $3.60Exp: 2018-03-19→ Common Stock (8,200 underlying) - 38,500
Stock Option (right to buy)
Exercise: $3.50Exp: 2018-04-01→ Common Stock (38,500 underlying) - 40,000
Stock Option (right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (40,000 underlying)
Footnotes (6)
- [F1]The award represents earned, but unvested shares underlying performance units, with the shares vesting on March 31, 2019.
- [F2]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F3]The options vested in five equal annual installments beginning on August 31, 2008.
- [F4]The options vested in three equal annual installments beginning on March 19, 2009.
- [F5]The options vested in three equal annual installments beginning on April 1, 2009.
- [F6]The options vested in five equal annual installments beginning on June 13, 2015.